联合国人工智能咨询机构：2023以人为本的人工智能治理研究报告（英文版）（30页）.pdf

1、1 Interim Report:Governing AI for Humanity December 2023 www.un.org/en/ai-advisory-body Introduction 2 The Global Governance Deficit 6 Opportunities and Enablers 6 Key enablers for harnessing AI for humanity 8 Governance as a key enabler 9 Risks and Challenges 10 Risks of AI 10 Challenges to be addr

2、essed 13 International Governance of AI 14 The AI governance landscape 14 Toward principles and functions of international AI governance 15 Preliminary Recommendations 16 A.Guiding Principles 16 Guiding Principle 1.AI should be governed inclusively,by and for the benefit of all 16 Guiding Principle

3、2.AI must be governed in the public interest 16 Guiding Principle 3.AI governance should be built in step with data governance and the promotion of data commons 17 Guiding Principle 4.AI must be universal,networked and rooted in adaptive multi-stakeholder collaboration 17 Guiding Principle 5.AI gove

4、rnance should be anchored in the UN Charter,International Human Rights Law,and other agreed international commitments such as the Sustainable Development Goals 17 B.Institutional Functions 18 Institutional Function 1:Assess regularly the future directions and implications of AI 20 Institutional Func

5、tion 2:Reinforce interoperability of governance efforts emerging around the world and their grounding in international norms through a Global AI Governance Framework endorsed in a universal setting(UN)20 2 Institutional Function 3:Develop and harmonize standards,safety and risk management frameworks

6、 21 Institutional Function 4:Facilitate development and use of AI for economic and societal benefit through international cooperation 21 Institutional Function 5:Promote international collaboration on talent development,access to compute infrastructure,building of diverse high quality datasets and A