Optical Cable Corporation (OCC) 1997年年度报告「NASDAQ」.pdf

1、=SECURITIES AND EXCHANGE COMMISSION WASHINGTON,D.C.20549 FORM 10-KX ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED OCTOBER 31,1997 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the transit

2、ion period from to COMMISSION FILE NUMBER 0-27022 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in it charter)Virginia 54-1237042(State of incorporation)(I.R.S.Employer Identification No.)5290 Concourse Drive (540)265-0690 Roanoke,Virginia 24019 (Telephone Number)(Address of princ

3、ipal executive offices)Securities registered pursuant to Section 12(b)of the Act:NoneSecurities registered pursuant to Section 12(g)of the Act:Common Stock,no par value Indicate by checkmark whether the registrant (1)has filed all reportsrequired to be filed by Section 13 or 15(d)of the Securities E

4、xchange Act of1934 during the preceding 12 months (or for such shorter period that theregistrant was required to file such reports),and(2)has been subject to suchfiling requirements for the past 90 days.(1)Yes X No (2)Yes X No Indicate by checkmark if disclosure of delinquent filers pursuant to Item

5、405 of Regulation S-K is not contained herein,and will not be contained,to thebest of registrants knowledge,in definitive proxy or information statementsincorporated by reference in Part III of this Form 10-K or any amendment to thisForm 10-K.X The aggregate market value of shares of common stock he

6、ld by non-affiliatedat January 15,1998 was$24,444,504.As of January 15,1998,38,559,288 shares of the Registrants Common Stockwere outstanding.DOCUMENT INCORPORATED BY REFERENCEPortions of Optical Cable Corporations definitive Proxy Statement for its 1998Annual Meeting of Shareholders to be filed wit